Enforcement Action Break Down
NIBA Service Provider Member, Ballard Spahr provides their insights on select recent CFTC enforcement actions. EOX Holdings LLC EOX Holdings LLC is an introducing broker who was recently found by…
NIBA/DePaul 7th Annual Symposium – Session Summaries
NIBA is excited to be back in person and continue the annual Joint NIBA/DePaul Symposiums. Here we take a deeper dive into what will be discussed throughout the program. If…
Featured Speakers – NIBA/DePaul University Joint Symposium 2022
We are pleased to introduce our featured speakers at the 2022 NIBA/DePaul University Joint Symposium. Please click here for the full agenda and registration information. Melinda Schramm, Founder & Chairman,…
7th Annual Joint NIBA/DePaul University Symposium
NIBA is pleased to announce the 7th Annual Joint NIBA/DePaul University Symposium for 2022. This is our first time back in person and we could not be more excited to…
Inflation Dynamics, Geopolitical Risks and Commodity Markets
NIBA invites you to join us on June 9th at 3:30pm CT for a conversation with Erik Norland, Executive Director and Senior Economist at CME Group. Erik will discuss the…
Your NIBA Membership
For over 30 years, NIBA has voiced the opinion of the Association to our regulators, and provided education you need for business growth. During the past year, your support and…
NIBA Membership Call to Action
We value your support! This is a call to action for all Introducing Brokers, CTAs, and CPOs to join or upgrade your membership with the NIBA. We have been showcasing…
Expanded CFTC Enforcement Under Rule 180.1
In the last few years, CFTC has used CFTC Rule 180.1 to pursue claims as frequently, if not with greater frequency, than claims brought under traditional fraud provisions such as…
NFA and NIBA announce joint webinar: Supervision in a Hybrid Environment
On Tuesday, December 7, 2021 at 3:30 p.m. CT/4:30 p.m. ET, NFA and the NIBA will hold a webinar discussing NFA supervision requirements as they pertain to hybrid and remote…
DePaul University’s Arditti Center for Risk Management hosts 8th Annual Cyber Risk Conference
DePaul University's Arditti Center for Risk Management hosts its 8th Annual Cyber Risk Conference on Tuesday, November 30th. The early bird discount ends on November 22nd. The below link is…
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