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CME Globex Reference Guide


By CME Group The CME Globex electronic trading platform provides trading opportunities on the world’s most diverse array of futures and options on futures products to customers around the world nearly 24 hours a day.

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The CFTC Proposal to Regulate Automated Trading: Our Top 10 Takeaways


By Baker & McKenzie December 2015

Type: PDF
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The CFTC Proposes Broadening Exemptions from Registration for Non-U.S. Intermediaries


By Baker & McKenzie August 2016

Type: PDF
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How to Use Twitter for FCMs, IBs, and CTAs


By Gate 39 Media A Reference Guide for FCMs, IBs, and CTAs in utilizing Twitter effectively.

Type: PDF
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The Complete IB Handbook


Written by Melinda H. Schramm, MHS Capital Resource, Inc. Sponsored by CME Group In the almost 34 years since the Introducing Broker (IB) came into existence, the futures industry has changed dramatically. Many changes came about simply because advances in technology now allow IBs to place trades in global markets, and service customers worldwide for a full 24 hours a day. The IB handbook is there to guide the introducing broker through various stages of the business life cycle from registration and business plan formation to resources and trade associations. The IB handbook is updated regularly to ensure new brokerage firms have up to date tools to navigate the industry.

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Futures IRAs Made Easy


By: Midland IRA Midland IRAs Brad Janitz discusses self-directed IRA accounts and how a customer can utilize this vehicle to get involved in trading futures. Futures IRAs made easy. Midland caters to IBs, CTAs and brokerage professionals and this video will educate you on the mechanics of the structure, the compliance considerations associated as well as the logistics involved in navigating the process. Please direct any questions or comments to Brad Janitz at 312-753-6384 or by email at [email protected]

Type: PDF
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NIBA CFTC Project KISS Comment Letter


NIBA response to CFTC request for public comment on project KISS

Type: PDF
Category: Compliance

Start Up Checklist for CTA and CPO


A recommended checklist from the NIBA for CTAs and CPOs that are starting up, courtesy of Michael Coglianese CPA, P.C.

Type: PDF
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Guide to Starting a Fund


A NIBA recommended guide for starting a fund, courtesy of Michael Coglianese CPA, P.C.

Type: PDF
Category: Guides

A General Guide to IB


A general guide to becoming an IB, courtesy of Michael Coglianese CPA, P.C.

Type: PDF
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