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On behalf of the American Financial Exchange, I wish all the NIBA members a happy, healthy and prosperous New Year. I know 2020 has been challenging, but I want to…

By: Cameron R. Scullen, Esq., Associate Attorney, Ruddy Gregory, PLLC* In today’s modern day world, the issue of whether not traders and firms have adequate cybersecurity is constantly discussed. In…

By Braden Perry, Partner at Kennyhertz Perry, LLC Earlier this year, the COVID-19 pandemic caused businesses to rapidly deploy a remote workforce, which created new challenges for financial firms to…

Good security protects against cyber threats. Regulatory compliance protects your business too. NFA Interpretive Notice 9070 sets the requirements and guidelines for an effective security program that meets both cyber…

Work from Home has moved the front-line in cyber attacks from office desks to kitchen tables, and NFA member firms are responsible to follow the security guidelines of NFA 9070…

Dear Members - As we approach our 30th Anniversary Year, NIBA will look a bit different! Every one of us - IB, CTA, FCM or Service Provider, is crazy busy…

What Midland is seeing? As Director of Business Development at Midland Trust, the question that I am getting from everyone I speak to is, “what are your clients doing?”. Insight…

Over the past several months, in ways we never could have imagined, our lives and businesses have changed due to the Coronavirus disease, COVID-19. The global pandemic declared in March…

The COVID crisis is providing cover and distraction for many cyber attacks. Threats include criminals impersonating the CDC and other official groups to get people to click on links that…

Best Wishes for a Healthy and Prosperous New Year from the NIBA! Join us throughout 2020 for educational, informative and actionable events: April 22 - New York Athletic Club, NYC…