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CFTC Approves Final Rule Allowing U.S. Introducing Brokers Direct Access to Registered Foreign Boards of Trade for the Submission of Customer Orders
Release Number 8935-24 Washington, D.C. — The Commodity Futures Trading Commission today announced it approved final rules amending Part 48 of its regulations. The final rules permit a foreign board of trade (FBOT), registered with the CFTC, to provide …
Read More >RE: Notice of Proposed Rulemaking: Foreign Boards of Trade (RIN 3038-AF37) – 89 Fed. Reg. 15083
Notice to Members RE: Notice of Proposed Rulemaking: Foreign Boards of Trade (RIN 3038-AF37) – 89 Fed. Reg. 15083 April 22, 2024 Mr. Kirkpatrick: NIBA appreciates the opportunity to comment on the Commodity Futures Trading Commission’s (CFTC or Commiss …
Read More >Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration
Notice to Members I-24-02 Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration January 29, 2024 The CFTC requires any person that claims an exemption from CPO registration under CFTC Reg …
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All Regulation Toolbox Items
- CFTC Approves Final Rule Allowing U.S. Introducing Brokers Direct Access to Registered Foreign Boards of Trade for the Submission of Customer Orders
- Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration
- NIBA – Compliance Alert – New Guidance on Future CFTC Enforcement Resolutions
- NIBA – Compliance Alert – NFA Recordkeeping Actions
- Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration
- RE: Notice of Proposed Rulemaking: Foreign Boards of Trade (RIN 3038-AF37) – 89 Fed. Reg. 15083