FIA Forum: Commodities 2024 returns to Houston on 16-18 September to explore market trends and current issues affecting derivatives markets for energy and other commodities. Register early and lock in your spot…
Notice to Members RE: Notice of Proposed Rulemaking: Foreign Boards of Trade (RIN 3038-AF37) - 89 Fed. Reg. 15083 April 22, 2024 Mr. Kirkpatrick: NIBA appreciates the opportunity to comment…
Join the GARP Chicago Chapter for an exciting and insightful discussion about the intersection of AI and risk management. Details: May 2, 2024 4:30 PM - 7:30 PM Central Daylight Time (CDT)…
Save the date! NIBA/DePaul University Annual Summer Symposium July 11 @ DePaul University, Chicago Downtown Campus AI -- Compliance, Communication, Application Registration Opens in May - stay tuned!
Notice to Members I-24-02 Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration January 29, 2024 The CFTC requires any person that…
NIBA Compliance Officers Group Meeting: July 10, 2024 100 S. Wacker Dr., Ste. 250, Chicago, IL 60606 This program is free, but registration is required. Registration opens shortly. More info…
Get Smart on essential aspects of futures trading market conduct and compliance with FIA-IFM’s industry-leading training. As a nonprofit educational foundation, we are in a unique position to collaborate with…
The CFTC requires any person that claims an exemption from CPO registration under CFTC Regulation 4.13(a)(1), 4.13(a)(2), 4.13(a)(3), 4.13(a)(5), an exclusion from CPO registration under CFTC Regulation 4.5 or an…
Introducing Brokers are seeing the impact of the CFTC’s and NFA’s investigations into “off channel communications”. Since December 2021, the CFTC has imposed $1.117 billion in civil monetary penalties on…
