Ownership and Control Reporting (“OCR”)

The reporting deadline under the CFTC’s Ownership and Control Reporting (“OCR”) rules is September 30, 2015.   Although these rules became effective in February 2015, the CFTC granted firms an extension which until September 30 (six months) to collect and report the additional information information.    What to Know In November 2013, the CFTC finalized new…...

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