NYC Compliance Session Preview

The second session of this year’s NYC meeting will concentrate on three areas of compliance which are most often queried by our members. The session will begin at 2:35pm, and will consist of three 15-minute presentations on the following issues: (i) Recording –  I need to record that? Presented by Rob DeMuria, President, Compliance Supervisors Intl., Inc. (CSI). CSI, established in 1994, provides full compliance and financial services, as well as online training courses in ethics, AML and Cybersecurity to NFA Members. CSI is headquartered in New Jersey, and maintains an office in Chicago. [email protected] Rob will focus on the…

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