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NIBA Journal

Tech Talk: CQG Discusses Mobile Trading Technology

  • Post published:May 13, 2014
  • Post category:Trading Technology

The Rise of Mobile  It’s no surprise that mobile device use has taken off in the era of bigger, better, faster.  Once a luxury, mobile devices have proven to be…

Continue ReadingTech Talk: CQG Discusses Mobile Trading Technology

NIBA Comments to the NFA’s Proposals for CTA/CPO Capital Requirements

  • Post published:April 17, 2014
  • Post category:Compliance / Legal

In Re: Notice to Members I-14-03 Request for Comments - CPO/CTA Capital Requirement and Customer Protection Measures April 14, 2014 National Futures Association:  The following comments regarding the above captioned…

Continue ReadingNIBA Comments to the NFA’s Proposals for CTA/CPO Capital Requirements

MF Global customers to be fully reimbursed, trustee says

  • Post published:April 4, 2014
  • Post category:MF Global Updates

Today marks the beginning of a $6.7 billion payout to the former customers of MF Global Holdings. The process is expected to take several weeks but will return all the…

Continue ReadingMF Global customers to be fully reimbursed, trustee says

FinCEN Issues an Advisory on the FATF-Identified Jurisdictions with AML/CFT Deficiencies

  • Post published:April 3, 2014
  • Post category:Compliance / Legal

Notice to Members I-14-09 April 2, 2014 FinCEN Issues an Advisory on the FATF-Identified Jurisdictions with AML/CFT Deficiencies On March 25, 2014, the Financial Crimes Enforcement Network (FinCEN) issued an…

Continue ReadingFinCEN Issues an Advisory on the FATF-Identified Jurisdictions with AML/CFT Deficiencies

Peregrine Bankruptcy Trustee Settles Dispute With JPMorgan

  • Post published:March 28, 2014
  • Post category:Compliance / Legal

Peregrine Financial Group Inc.’s trustee agreed to settle a dispute with JPMorgan Chase & Co. in a deal that will bring more than $15 million to creditors of the commodities…

Continue ReadingPeregrine Bankruptcy Trustee Settles Dispute With JPMorgan

Chairman Letter for March 2014

  • Post published:March 24, 2014
  • Post category:Member Announcements

Dear Members - Here’s a partial list of all the events NIBA will be involved in during the next thirty days:  March 25: Risk Management Breakfast Meeting at Arditti Center,…

Continue ReadingChairman Letter for March 2014

NFA Proposal for CTA/CPO Capital Requirements

  • Post published:March 24, 2014
  • Post category:Member Announcements

In Re: Notice to Members I-14-03, Request for Comments - CPO/CTA Capital Requirement and Customer Protection Measures For the past seven years, NIBA membership has been open to CTAs and…

Continue ReadingNFA Proposal for CTA/CPO Capital Requirements

Ten Yard Capital, LLC | NIBA Member Spotlight

  • Post published:March 24, 2014
  • Post category:Featured member of the month

Firm Name: Ten Yard Capital, LLC Principal: Adrian V. Fleisher, [email protected]  Founded: May 2010, NFA Member Approval Dec 2011, Started Managing Monies Aug 2012  Number of Brokers: 1  NIBA Member…

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NIBA Spring Meeting, May 1 — New York Athletic Club by Rich Strait, Conf. Committee

  • Post published:March 20, 2014
  • Post category:Member Announcements

The NIBA spring meeting is scheduled for the afternoon of May 1, 2014 at the New York Athletic Club. The full agenda will be available on the NIBA’s website, and…

Continue ReadingNIBA Spring Meeting, May 1 — New York Athletic Club by Rich Strait, Conf. Committee

NIBA and DePaul University Team-Up

  • Post published:March 20, 2014
  • Post category:Member Announcements

We are proud to announce our professional relationship with The Fred Arditti Center for Risk Management at DePaul University in Chicago. Earlier this year, NIBA met with members of the…

Continue ReadingNIBA and DePaul University Team-Up
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