Chairman’s Letter
Dear Members - The NIBA submitted our comment letter to the NFA regarding its capital requirement proposal for CTAs and CPOs and other changes to the CTA registration status. We…
Get to Know the Regulators
Information is essential to participants in our markets. Our markets are ever changing not only with price action but also with best practices and regulations. NIBA wants to make sure…
Housekeeping
CFTC Expedited No-Action Relief for CPO Delegation On May 12, 2014, the CFTC issued registration no-action relief on an expedited basis for CPOs who delegate certain activities to a registered…
Tech Talk: CQG Discusses Mobile Trading Technology
The Rise of Mobile It’s no surprise that mobile device use has taken off in the era of bigger, better, faster. Once a luxury, mobile devices have proven to be…
NIBA Comments to the NFA’s Proposals for CTA/CPO Capital Requirements
In Re: Notice to Members I-14-03 Request for Comments - CPO/CTA Capital Requirement and Customer Protection Measures April 14, 2014 National Futures Association: The following comments regarding the above captioned…
MF Global customers to be fully reimbursed, trustee says
Today marks the beginning of a $6.7 billion payout to the former customers of MF Global Holdings. The process is expected to take several weeks but will return all the…
FinCEN Issues an Advisory on the FATF-Identified Jurisdictions with AML/CFT Deficiencies
Notice to Members I-14-09 April 2, 2014 FinCEN Issues an Advisory on the FATF-Identified Jurisdictions with AML/CFT Deficiencies On March 25, 2014, the Financial Crimes Enforcement Network (FinCEN) issued an…
Peregrine Bankruptcy Trustee Settles Dispute With JPMorgan
Peregrine Financial Group Inc.’s trustee agreed to settle a dispute with JPMorgan Chase & Co. in a deal that will bring more than $15 million to creditors of the commodities…
Chairman Letter for March 2014
Dear Members - Here’s a partial list of all the events NIBA will be involved in during the next thirty days: March 25: Risk Management Breakfast Meeting at Arditti Center,…
NFA Proposal for CTA/CPO Capital Requirements
In Re: Notice to Members I-14-03, Request for Comments - CPO/CTA Capital Requirement and Customer Protection Measures For the past seven years, NIBA membership has been open to CTAs and…
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