Chairman’s Letter
Dear Members - Next week, I have appointments with our CFTC regulators. Steve Petillo, NIBA President, and I are going to Washington, DC to meet the three new members of…
NIBA Member of the Month: Attain Capital Management
FIRM PROFILE Firm Name: Attain Capital Management Founded: 2002 Number of Brokers: 6 IB Status: IIB NIBA Member Since: 2005 Address (City, State): Chicago, IL Number of Branch Offices: 3 Website(s):…
NIBA September Conference Annoucement
You're Invited! You're invited to the fall NIBA Membership Conference, September 22 in Chicago. This is a full day of education, information and networking designed to give you the tools…
Housekeeping, Reminders and Updates
FUTURES COMMISSION MERCHANTS In a July 7, 2014 Notice to Members, the National Futures Association (“NFA”) announced a reduction in the assessment fee paid by futures commission merchants (“FCMs”) Members.…
FCM Public Financial Data and Risk Disclosure—Helping Introducing Brokers make informed decisions
By now, all FCMs are to have made public via their websites certain financial data per CFTC Rule 1.55. This information is important to Introducing Brokers as it makes available…
Identity Theft Programs
The growth and expansion of information technology and electronic communication have made it increasingly easy to collect, maintain, and transfer personal information about individuals. Advancements in technology also have led…
Get to Know the Regulators: NFA’s Arbitration Department
Although the majority of futures and forex transactions occur without issue, occasionally misunderstandings do happen. When either a broker or customer feels they have been wronged during the course of…
Ask the NFA
As your industry advocate, the NIBA provides many services which help your business stay in compliance with NFA rules. "Ask the NFA," is the way you can ask questions about…
AP Agreements: Why Your Firm Needs Them and What They Should Address
In this age of heightened regulatory scrutiny and the ever increasing risk of litigation from former employees and customers, coupled with the need to protect valuable trade secrets, it has…
The Arditti Center Executive Risk Management Leadership Series
Wednesday, September 24 (12 to 2 pm): A free lunch with a keynote speaker and presentation by our instructors. Wednesday, October 15 (12 to 2 pm): A free lunch with…
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