AP Agreements: Why Your Firm Needs Them and What They Should Address

In this age of heightened regulatory scrutiny and the ever increasing risk of litigation from former employees and customers, coupled with the need to protect valuable trade secrets, it has become a best practice—if not a legal imperative—for IBs to require associated persons (APs) to enter into AP agreements.  AP agreements are designed to help…...

The full article is available to active NIBA members only.

Please login or sign up to read the rest.
Log In Register