Chairman’s Letter
Dear Members: Lately I've been reading a lot about the "vanishing FCM." In the July issue of our newsletter, Marc Nagel wrote an excellent article on the subject. And Ginger…
CME Market Data Fees set to Increase Jan 2016
CME Group market data users who had been registered prior to the company’s market data policy changes in 2013 were “grandfathered” in at a lower rate for the first year.…
Top 5 Client Questions – Answered!
Is there one question about running your business that continues to bug you? Join us 1t 1:30PM September 24 at the NIBA Annual Members Meeting in Chicago for the "Top…
NFA Representative Annual Report
Introducing Broker and CTA/CPO representatives on the NFA Board of Directors will present their annual report to NIBA members on September 24 during our Annual Members Meeting. The following representatives…
HOUSEKEEPING, REMINDERS AND UPDATES: AUGUST 2015
FINANCIAL CRIMES ENFORCEMENT NETWORK In an August 25, 2015, press release, the Financial Crimes Enforcement Network (“FinCEN”) announced proposed anti-money laundering (“AML”) regulations for investment advisers. FinCEN has published a…
Cybersecurity
Cybersecurity is the #1 issue on every financial professional's mind in the fall of 2015. What risks should I be aware of? What safeguards can I put in place? What…
NIBA FCM Risk Management Series- Interactive Brokers
NIBA will be featuring a recurring article in its monthly newsletter to membership with a focus on FCM Risk Management. The article will feature a different Member FCM each month…
Ask the NFA
Q: What is needed (checklist, step by step, guide, etc) to setup a non-trading 4.7 exempt CTA for a stand alone entity? A: “Selecting and Recommending CTAs - A Recommending CTA…
Chairman’s Letter
Dear Members: As we approach our 25th Anniversary Year, I want to emphasize that the mission of the NIBA is to provide education for IBs, CTAs and their APs which…
Spotlight on the Demo Hall by The 2015 September Conference Committee
It has become a tradition to have a great Demo Hall each year at the NIBA Annual Member Meeting in Chicago. And this year, the Demo Hall is exceptional! Included…
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