Net Capital and Reporting Requirements for IIBs

Independent Introducing Broker Net Capital Requirements Independent Introducing Brokers (“IIB”) or non-guaranteed Introducing Brokers have a capital requirement mandated by the NFA Rules and CFTC Regulations. The following will discuss such capital requirements and reporting requirements of an IIB. Required Financial Statements¬† IIBs are required to maintain an accounting system which records all of the…...

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