Get to Know the Regulators: NFA’s Registration Department

As a NIBA member, you are already familiar with the process of applying for CFTC registration and NFA membership. But you may not be familiar with the diverse array of responsibilities relegated to NFA’s registration department. The Registration department reviews applications for CFTC registration and NFA membership, and approves or denies those applications based in…...

The full article is available to active NIBA members only.

Please login or sign up to read the rest.
Log In Register