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Marketing

Firm works on sequestering futures brokers’ client funds

  • Post published:November 28, 2012
  • Post category:Marketing

AlphaMetrix Group says its AlphaMetrix360 unit has been selected to help develop a system for separating and sequestering customer funds for futures commission merchants. The system is being built for…

Continue ReadingFirm works on sequestering futures brokers’ client funds

Year-End Tax Planning

  • Post published:November 27, 2012
  • Post category:Marketing

Given the political landscape for 2013, the choices you make in preparing your 2012 tax returns may carry greater importance than usual. 2013 will bring a wide variety of changes:…

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Global Economics Pivoting on the FX Markets in 2013

  • Post published:November 26, 2012
  • Post category:Marketing

Currency movements among the major central banks involved in ZIRP (zero interest rate policies) may dominate market attention as we move beyond (or resolve eventually) the US fiscal cliff debate.…

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CFTC Consumer Outreach Update – November 2012

  • Post published:November 21, 2012
  • Post category:Marketing

In 2010, Congress passed the Dodd-Frank Wall Street Re-form and Consumer Protec-tion Act, which states that the CFTC can fund customer education initiatives to help customers protect them-selves against fraud…

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NFA Announces Nominations Made by the 2012 Nominating Committee

  • Post published:November 9, 2012
  • Post category:Marketing

Notice to Members I-12-26 November 9, 2012 Please Route To: Compliance/Legal Sr. Management NFA Announces Nominations Made by the 2012 Nominating Committee In accordance with NFA Bylaw 406, the Office…

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NFA announces workshop to assist SDs/MSPs in the 4s documents submission and review process

  • Post published:November 6, 2012
  • Post category:Marketing

November 6, 2012 NFA announces workshop to assist SDs/MSPs in the 4s documents submission and review process National Futures Association will hold its first in a series of workshops to…

Continue ReadingNFA announces workshop to assist SDs/MSPs in the 4s documents submission and review process

Sourcing Hidden CTA’s

  • Post published:October 25, 2012
  • Post category:Marketing

As 2012 comes to a close it’s apparent the commodity interest markets have had a tough year. We’ve continued to watch the developments of MF Global, seen Peregrine Financial Group…

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Increased Financial Disclosures by FCMs for the Trading Community

  • Post published:October 24, 2012
  • Post category:Marketing

As of September 1st, the NFA increased the financial reporting requirements for FCMs who hold customer funds pursuant to Section 16. In an effort to increase disclosure for the brokerage…

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CME has deal to acquire Kansas City Board of Trade

  • Post published:October 18, 2012
  • Post category:Marketing

CME Group said it is buying the Kansas City Board of Trade for $126 million in cash. The derivatives exchange said buying the bourse, its first exchange purchase in five…

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District Court Overturns CFTC Position Limit Rule

  • Post published:September 28, 2012
  • Post category:Marketing

FIA Special Alert Sept. 28, 2012 District Court Overturns CFTC Position Limit Rule Today the US District Court for the District of Columbia struck down the CFTC's position limit rule,…

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