Old Rules – New Interpretations: Speculative Position Limits
Due to the rapid rise and rapid fall of the crude oil market in 2008, the CFTC has recently proposed a new rule on speculative position limits for the energy…
Net Capital and Reporting Requirements for IIBs
Independent Introducing Broker Net Capital Requirements Independent Introducing Brokers ("IIB") or non-guaranteed Introducing Brokers have a capital requirement mandated by the NFA Rules and CFTC Regulations. The following will discuss…
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