Ask the NFA

Q: What is needed (checklist, step by step, guide, etc) to setup a non-trading 4.7 exempt CTA for a stand alone entity? A: “Selecting and Recommending CTAs – A Recommending CTA is one who recommends various trading advisors to clients (e.g., individuals, other CTAs or CPOs) but does not have any other authority regarding these trading…...

This content is for IB/CTA/CPO Classic Membership + Premium placement w/logo in IB/CTA/CPO Directory, IIB - Independent Introducing Broker, GIB - Guaranteed Introducing Broker, and CTA - Commodity Trading Advisor members only.
Register
Already a member? Log in here