Conflict of Interest Rules
Conflict of Interest The CFTC has adopted Rule 1.71. The Rule pertains to Conflict of Interest and will require most CFTC registered firms to implement a “Chinese wall” between the…
Interconti Limited | May 2012 – Focus on the Membership
Primary Business Operating under a “Service Bureau” business model, Interconti provides Marketing, Research and Consulting services to the investment industry, specializing in, but not limited to, futures and managed futures…
Bylaw 1101 Implications of the Recent CFTC Part 4 Changes
Recently, the CFTC issued rules to eliminate the 4.13(a)(4) exemption and add marketing and trading restrictions to the 4.5 exemption that exempted certain pool operators from registering as a CPO.…
TelventDTN Market Update
DTN ProphetX is the flagship technical analysis and trading package offered by TelventDTN. In serving DTN ProphetX customers around the globe, we see new requirements every day. The software must…
NIBA’s Semi-Annual Legal Review Summary
Many introducing brokers (IBs) have claims in the MF Global Inc. (MFGI) SIPA liquidation. These claims have generally been for IB proprietary funds held in MFGI segregated futures accounts and…
NFA Spreads Investor Education Message During The Fed’s Money Smart Week
Coordinated by the Federal Reserve Bank of Chicago, National Futures Association and other strategic partners such as the Commodity Futures Trading Commission, the Chicago Board Options Exchange and the CME…
Gate 39 Media Launches Online Managed Futures Portfolio Management Tool—Clarity Portfolio Viewer™
Chicago, IL—April 17, 2012—Gate 39 Media, a web marketing and development firm specializing in online solutions for the futures industry, announces the launch of its Clarity Portfolio Viewer™. Clarity Portfolio Viewer…
CME Group Family Farmer and Rancher Protection Fund Update
By Bryan Durkin, CME Group Chief Operating Officer and Managing Director, Products & Services We are pleased to announce that registration resources are now available for the CME Group Family…
FIA Special Report: House Financial Services Panel Holds Third MF Global Hearing
Lawmakers on the Oversight and Investigations Subcommittee of the House Financial Services Committee held a hearing on March 28 to investigate the events that led to the loss of customer…
Chairman’s Message | April 2012
For the past several years, I have served a s Special Advisor to the IB Advisory Committee of the NFA. At last week’s meeting, NFA staff presented several proposals in…
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