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NIBA Journal

January 24, 2013 | SoCal Event, Newport Beach, CA

  • Post published:December 4, 2012
  • Post category:Marketing

NIBA, CME Group and the NFA will host an afternoon event at Flemings Steakhouse in Newport Beach, California. Date: January 24, 2013 Time: 2:00pm-6:00pm Location: Flemings Steakhouse, Newport Beach The…

Continue ReadingJanuary 24, 2013 | SoCal Event, Newport Beach, CA

Coming in 2013: Swap Designated IBs

  • Post published:December 4, 2012
  • Post category:Marketing

The Dodd-Frank Act of 2010 amended the definitions of FCM, IB, CPO and CTA to include "swaps." On August 13, 2012, the CFTC published final rule definitions for "swaps", "security-based…

Continue ReadingComing in 2013: Swap Designated IBs

Some Observations in the Aftermath of Hurricane Sandy

  • Post published:December 3, 2012
  • Post category:Marketing

Hurricane Sandy caused unprecedented damage to New York, New Jersey and Connecticut areas. Power outages, loss of property, transportation disruptions, and trauma affected the financial community here more severely than…

Continue ReadingSome Observations in the Aftermath of Hurricane Sandy

Expanded FDIC Insurance for Uninvested Cash in IRAs

  • Post published:November 30, 2012
  • Post category:Marketing

In just this past year we have seen the futures industry make headline news from the unforeseen downfall of MF Global and the failing of PFGBest shortly thereafter. Media frenzy…

Continue ReadingExpanded FDIC Insurance for Uninvested Cash in IRAs

2012 Sees NFA and CFTC Provide Enhanced Protections for Customer Funds Held at FCMs

  • Post published:November 29, 2012
  • Post category:Marketing

In 2012, NFA and CFTC introduced a range of rules aimed at increasing protection of customer funds held at FCMs. These rules, some of which are final and some of…

Continue Reading2012 Sees NFA and CFTC Provide Enhanced Protections for Customer Funds Held at FCMs

Firm works on sequestering futures brokers’ client funds

  • Post published:November 28, 2012
  • Post category:Marketing

AlphaMetrix Group says its AlphaMetrix360 unit has been selected to help develop a system for separating and sequestering customer funds for futures commission merchants. The system is being built for…

Continue ReadingFirm works on sequestering futures brokers’ client funds

Kansas City Trading Group | November 2012 Focus on the Membership

  • Post published:November 28, 2012
  • Post category:Focus on the Membership

Primary Markets Traded: Having been in the grain business since 1976 and at the KCBT since 1981; our expertise is grain futures and options. We primarily deal with commercial grain…

Continue ReadingKansas City Trading Group | November 2012 Focus on the Membership

Year-End Tax Planning

  • Post published:November 27, 2012
  • Post category:Marketing

Given the political landscape for 2013, the choices you make in preparing your 2012 tax returns may carry greater importance than usual. 2013 will bring a wide variety of changes:…

Continue ReadingYear-End Tax Planning

Global Economics Pivoting on the FX Markets in 2013

  • Post published:November 26, 2012
  • Post category:Marketing

Currency movements among the major central banks involved in ZIRP (zero interest rate policies) may dominate market attention as we move beyond (or resolve eventually) the US fiscal cliff debate.…

Continue ReadingGlobal Economics Pivoting on the FX Markets in 2013

CFTC Consumer Outreach Update – November 2012

  • Post published:November 21, 2012
  • Post category:Marketing

In 2010, Congress passed the Dodd-Frank Wall Street Re-form and Consumer Protec-tion Act, which states that the CFTC can fund customer education initiatives to help customers protect them-selves against fraud…

Continue ReadingCFTC Consumer Outreach Update – November 2012
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