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NIBA Journal

Notice of Newly Elected Members to NFA’s Board of Directors and 2013 Nominating Committee

  • Post published:January 28, 2013
  • Post category:Compliance / Legal

This year there were contested elections in the IB and CPO/CTA categories of NFA's Board of Directors. Newly elected Board members in those categories and a complete list of the…

Continue ReadingNotice of Newly Elected Members to NFA’s Board of Directors and 2013 Nominating Committee

Reminder: CFTC Regulation 4.27: CTA Reporting Requirements

  • Post published:January 28, 2013
  • Post category:Compliance / Legal

In February 2012, the CFTC issued final rules adopting CFTC Regulation 4.27 which, among other things, requires that all CTAs file a Form PR annual report with NFA within 45…

Continue ReadingReminder: CFTC Regulation 4.27: CTA Reporting Requirements

Peregrine Scion Aims to Clean the Slate

  • Post published:January 8, 2013
  • Post category:MF Global Updates

Six months after Peregrine Financial Group Inc. collapsed in scandal, the son of its disgraced founder is struggling to move forward. Russell Wasendorf Jr., who worked under his now-jailed father…

Continue ReadingPeregrine Scion Aims to Clean the Slate

ICE Launches First Indian Rupee Futures at a U.S. Exchange on Jan 22

  • Post published:January 6, 2013
  • Post category:Marketing

ICE Futures U.S. announced that it will launch a new cash-settled currency futures contract based on the Indian rupee/U.S. dollar exchange rate on Tuesday, January 22. The ICE rupee contract…

Continue ReadingICE Launches First Indian Rupee Futures at a U.S. Exchange on Jan 22

Proposed MF Global Settlements Lay Groundwork for Potential 100% Recovery For All Commodity Customers

  • Post published:January 2, 2013
  • Post category:MF Global Updates

On December 21, 2012, the MF Global Inc. ('MFGI') trustee entered into two settlement agreements with affiliates that together, if both settlements are approved and effected, provide a roadmap for…

Continue ReadingProposed MF Global Settlements Lay Groundwork for Potential 100% Recovery For All Commodity Customers

Member Obligations Under NFA Bylaw 1101 with Respect to Certain IBs Afforded Temporary Registration No-Action Relief

  • Post published:December 28, 2012
  • Post category:Marketing

NFA Bylaw 1101 prohibits an NFA Member from carrying an account, accepting an order or handling a transaction in commodity futures contracts for or on behalf of any non-Member of…

Continue ReadingMember Obligations Under NFA Bylaw 1101 with Respect to Certain IBs Afforded Temporary Registration No-Action Relief

IIB Candidate for NFA BOD | John Alan Vassallo

  • Post published:December 18, 2012
  • Post category:Marketing

Information Request Questionnaire Your Name & NFA # John Alan Vassallo 221551 How long have you personally been in the futures industry? 25 years Your 3-sentence Bio: Began working on…

Continue ReadingIIB Candidate for NFA BOD | John Alan Vassallo

Rebuilding Confidence Through Safer Markets

  • Post published:December 4, 2012
  • Post category:Marketing

Since the failures of MF Global and PFG, CME Group has worked closely with futures industry leaders to restore customer confidence and strengthen the protection of customer segregated funds. Together,…

Continue ReadingRebuilding Confidence Through Safer Markets

CME Group Completes Acquisition of Kansas City Board of Trade

  • Post published:December 4, 2012
  • Post category:Marketing

Yesterday CME Group announced that it completed its acquisition of the Kansas City Board of Trade. Below is a message on this from CME Group's Tim Andriesen that went to…

Continue ReadingCME Group Completes Acquisition of Kansas City Board of Trade

Chairman’s Letter – December, 2012

  • Post published:December 4, 2012
  • Post category:Marketing

Dear Members - As 2012 draws to an end, most of us are still looking for answers to the confusing, disappointing, dangerous and just plain weird events of the past…

Continue ReadingChairman’s Letter – December, 2012
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