April NIBA Meeting in NYC Canceled
Please Note: The April 24, 2013 meeting in New York City has been canceled. Alternate dates and times for NIBA meetings will be posted shortly. Please also check the NIBA Newsletter…
CFTC Consumer Outreach for March 2013
Source: CFTC Consumer Outreach/March 2013 In this month’s Consumer Outreach Update the CFTC highlights a new section of the web site that provides information and resources on the most frequently…
Chief Compliance Officer Requirements Become Effective for All FCMs
Chief Compliance Officer Requirements Become Effective for All FCMs on March 29, 2013 As we notified Members in Notice I-12-21, the Chief Compliance Officer (CCO) requirements under CFTC Regulation 3.3…
Improving Predictability of Future Results
The general industry disclaimer is "Past performance is not necessarily indicative of future results". However, what if we could identify and select CTAs with the characteristics necessary to produce "more"…
CFTC Filing
On Friday February 15th, the NIBA filed the following comment letter with the CFTC. It discusses a Commission proposal which, if approved, would likely affect customer margin requirements. Hedging customers…
Futures Magazine Acquired by The Alpha Pages
CHICAGO—The Alpha Pages, LLC recently acquired Futures Magazine and its digital properties, including Futuresmag.com, ResourceInvestor.com and all related e-newsletters from Summit Business Media. The Alpha Pages is a new media…
Letter to the NIBA Membership
Dear NIBA Members - 2013 is going to be busy! Last month’s tri-sponsored get-together in Southern California was a terrific success. Fifty-five industry professionals - many at their first-ever NIBA…
NIBA Membership Message
Fellow brokers, “Activity begets activity”. This is a favorite phrase of mine that can be heard frequently in our office. It’s a very simple idea; it’s hardly original but very…
New NFA Board Member Sets Goals
**NIBA asked all three new NFA Board Members to answer the question "What is the first thing you will do at your first NFA Board Meeting?" John submitted the following…
Judge Approves Significant MF Global Settlement and Customer Distributions
On January 31, 2013, the judge presiding over the MF Global, Inc. (“MFGI”) bankruptcy approved a settlement between MFGI and its UK affiliate and also green-lighted further distributions. The trustee…
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