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NIBA Journal

A note from Jeff Malec, IIB representative for the NFA Board of Directors

  • Post published:May 1, 2013
  • Post category:NIBA Briefings

It has been a quick three months since I was elected as the Independent Introducing Broker representative on the NFA Board of Directors, and I wanted to take a moment…

Continue ReadingA note from Jeff Malec, IIB representative for the NFA Board of Directors

IB Certified Audits—Reporting Requirements to Keep In Mind

  • Post published:April 29, 2013
  • Post category:Compliance / Legal

After a busy audit season that included many new rules implemented by NFA and CFTC, we would like to share some reminders and insights. Use of Online Payment Systems If…

Continue ReadingIB Certified Audits—Reporting Requirements to Keep In Mind

Series of Settlements Moves Ball Forward for MF Global Commodity Customers

  • Post published:April 26, 2013
  • Post category:MF Global Updates

A number of settlements between three MF Global administrators and JP Morgan Chase has opened the door for substantial distributions to be made to former commodity customers of the US…

Continue ReadingSeries of Settlements Moves Ball Forward for MF Global Commodity Customers

Eagle Way Capital LLC | April 2013 NIBA Focus on the Membership

  • Post published:April 25, 2013
  • Post category:Focus on the Membership

Profile Questionnaire Firm Name:  Eagle Way Capital LLC Year Founded:  2009 Number of Brokers:  3 Primary Registration Category:  We are an independent IB, futures ad forex. We are also a…

Continue ReadingEagle Way Capital LLC | April 2013 NIBA Focus on the Membership

Letter from Paul Georgy, GIB Representative to NFA Boards of Directors

  • Post published:April 25, 2013
  • Post category:NIBA Briefings

Dear NIBA Members, It is not my intention to be the bearer of bad news, but managing an IB in 2013 will have even more challenges. The impact of Dodd-Frank…

Continue ReadingLetter from Paul Georgy, GIB Representative to NFA Boards of Directors

Corzine Blasted in MF Global Autopsy

  • Post published:April 5, 2013
  • Post category:MF Global Updates

Courtesy The Wall Street Journal Jon S. Corzine, the former New Jersey governor who revved up risky trading as chief executive at MF Global Holdings Ltd., deserves much of the…

Continue ReadingCorzine Blasted in MF Global Autopsy

2013 USDA Prospective Plantings Report Now Available

  • Post published:April 1, 2013
  • Post category:Focus on the Membership

The CME Group's 2013 USDA Prospective Plantings Report Market Outlook presentation is now available on archived video and power point slides: View Presentation  View PPT Slides  Additional Resources from the…

Continue Reading2013 USDA Prospective Plantings Report Now Available

FCM Responsibilities for Introducing Brokers’ Communications with the Public

  • Post published:March 27, 2013
  • Post category:Compliance / Legal

FCM Responsibilities for the Review and Approval of their Guaranteed Introducing Brokers' Communications with the Public Recently, NFA has experienced a sharp increase in the number of promotional material submissions…

Continue ReadingFCM Responsibilities for Introducing Brokers’ Communications with the Public

Ask the Experts: The 2013 USDA Prospective Plantings Report

  • Post published:March 21, 2013
  • Post category:Marketing

The March 28, 2013, USDA Prospective Plantings report will have a major impact on agricultural markets, providing the first survey-based indication of the expected plantings for the 2013 season. In…

Continue ReadingAsk the Experts: The 2013 USDA Prospective Plantings Report

J.P. Morgan, Trustee for MF Global Reach Pact

  • Post published:March 20, 2013
  • Post category:MF Global Updates

J.P. Morgan Chase & Co. has reached a settlement that will return an estimated $546 million to MF Global Holdings Ltd. customers, likely bringing an end to a major chapter…

Continue ReadingJ.P. Morgan, Trustee for MF Global Reach Pact
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