CFTC Rule Change Proposal
The Commission is currently asking for comments on a proposed rule change. They wish to add a section to require that each person registered as an IB, CPO or CTA…
Peregrine Financial Trustee Seeks to Return $41 Mln to Clients
Peregrine Financial Group's bankruptcy trustee plans to return up to $41 million to former customers of the failed futures brokerage in the second payout since the firm collapsed 17 months…
Class Action Lawsuit Filed Against U.S. Bank on Behalf of IBs that Introduced Business to PFG
On November 11, 2013, a class action law suit was filed against U.S. Bank, one of the largest American banks, on behalf of introducing brokers that did business with PFG…
CFTC Takes A Page From NSA; Broker Recording
Around this time last year the Commodity Futures Trading Commission (“CFTC”) made major changes to Regulation 1.35(a) which will be taking effect on December 21, 2013. Perhaps the most widely…
Chairman’s Letter for December 2013
Chairman’s Article: Dear Members: This month’s issue of the NIBA newsletter focuses on the topic on everyone’s mind -- the CME Group market data fee increases. Not surprisingly, none of…
4 Obama Care Changes that Make Defined Contribution Irresistible
By Rusty von Sternberg Program Manager for The NIBA Benefits PPACA Certified & Registered for the Federal Exchanges ObamaCare. Love it or hate it, one thing is true... the landscape…
CME Fee Increase Concerns
We have little doubt the proposed fee increases, particularly for market data access, will have a profoundly negative impact on the number of industry service personal (IBs and Aps) as…
A Letter from Alex Breitinger of Paragon Investments on CME Market Data Fee Increase
As a director of an IB, my greatest concern is that our clients get good value for their money. With transaction fees increasing by as much as 20%, I would…
A Letter from George Enloe of Amarillo Brokerage Company on CME Market Data Fee Increase
It was very disappointing to hear of the massive price increases for CME data feed. There are eight of us in our office and upon analysis we believe that if…
CME Fees–Snapshot of Who is Saying What Around the Industry
Quotes from around the Industry This will push small retail traders to competing products. –Kurt Johnson, ADMIS It will cost me business because I now pay for some customers quote…
- Go to the previous page
- 1
- …
- 74
- 75
- 76
- 77
- 78
- 79
- 80
- …
- 110
- Go to the next page