Questions for the NFA? Comments for NFA? No problem just call the NIBA!
The NIBA is now offering a premium service for its members and will be acting as a liaison between the association’s membership and the NFA. Do you have something…
Announcing the Arditti Risk Management Leadership Program
The Arditti Center is pleased to announce the launch of the Risk Management Leadership Program—a two-day executive course in the heart of downtown Chicago that provides advanced risk management leadership…
Happy Anniversary, RJO!
NIBA adds its congratulations to those of the industry on the anniversary of RJ O’Brien’s 100 years in business. As the last surviving founding member of the CME, RJ O’Brien…
CTA Insights: Tyche Capital Advisors on Institutional and High Net Worth Asset raising from a CTA’s standpoint.
The last few years have been a very challenging playing field to navigate. As a CTA one has to wear multiple hats while trying to grow a business. While our…
CTA/CPO Capital Requirements; More Harm than Good?
In late January 2014 the National Futures Association (“NFA”) announced to its membership they were: “…reviewing the current regulatory structure applicable to Commodity Pool Operator (“CPO”) and Commodity Trading Advisor (“CTA”)…
AG & Investment Services, Inc. | NIBA Member Spotlight
Firm Name: AG & Investment Services, Inc. Founded: 1986 Number of Brokers: 3 IB Status: Guaranteed NIBA Member Since: Since first year of organization, 1991 Address: 644 First Street, Suite…
CFTC Recording Requirements
New recording requirements went into effect in January. Although some IBs are exempted, many are not. The NIBA has opposed this requirement from its beginnings, noting that enforcement is difficult…
Managing Risk in a Complex Agriculture Supply Chain
The disruptions and extreme complexities of the commodity supply chain create great risk that needs to be managed, as well as equally great opportunities if prices move in a favorable…
CTA Insights: Clarke Capital Management on Asset Raising from a Broker’s Perspective
As the world’s investors become more sophisticated, the quest for portfolio diversification using more advanced strategies is growing. Investors from Wall Street to Main Street are seeking to include strategies…
Chairman Letter for February 2013
Dear Members - If you think endless snow storms and wind chills below zero have gotten you pretty far down, don't even look at the new and proposed regulation discussed…
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