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NIBA Journal

Ten Yard Capital, LLC | NIBA Member Spotlight

  • Post published:March 24, 2014
  • Post category:Featured member of the month

Firm Name: Ten Yard Capital, LLC Principal: Adrian V. Fleisher, [email protected]  Founded: May 2010, NFA Member Approval Dec 2011, Started Managing Monies Aug 2012  Number of Brokers: 1  NIBA Member…

Continue ReadingTen Yard Capital, LLC | NIBA Member Spotlight

NIBA Spring Meeting, May 1 — New York Athletic Club by Rich Strait, Conf. Committee

  • Post published:March 20, 2014
  • Post category:Member Announcements

The NIBA spring meeting is scheduled for the afternoon of May 1, 2014 at the New York Athletic Club. The full agenda will be available on the NIBA’s website, and…

Continue ReadingNIBA Spring Meeting, May 1 — New York Athletic Club by Rich Strait, Conf. Committee

NIBA and DePaul University Team-Up

  • Post published:March 20, 2014
  • Post category:Member Announcements

We are proud to announce our professional relationship with The Fred Arditti Center for Risk Management at DePaul University in Chicago. Earlier this year, NIBA met with members of the…

Continue ReadingNIBA and DePaul University Team-Up

Questions for the NFA? Comments for NFA? No problem just call the NIBA!

  • Post published:March 20, 2014
  • Post category:Member Announcements

The NIBA is now offering a premium service for its members and will be acting as a liaison between the association’s membership and the NFA.   Do you have something…

Continue ReadingQuestions for the NFA? Comments for NFA? No problem just call the NIBA!

Announcing the Arditti Risk Management Leadership Program

  • Post published:March 19, 2014
  • Post category:Member Announcements

The Arditti Center is pleased to announce the launch of the Risk Management Leadership Program—a two-day executive course in the heart of downtown Chicago that provides advanced risk management leadership…

Continue ReadingAnnouncing the Arditti Risk Management Leadership Program

Happy Anniversary, RJO!

  • Post published:March 19, 2014
  • Post category:Member Announcements

NIBA adds its congratulations to those of the industry on the anniversary of RJ O’Brien’s 100 years in business. As the last surviving founding member of the CME, RJ O’Brien…

Continue ReadingHappy Anniversary, RJO!

CTA Insights: Tyche Capital Advisors on Institutional and High Net Worth Asset raising from a CTA’s standpoint.

  • Post published:March 18, 2014
  • Post category:Managed Futures

The last few years have been a very challenging playing field to navigate.  As a CTA one has to wear multiple hats while trying to grow a business. While our…

Continue ReadingCTA Insights: Tyche Capital Advisors on Institutional and High Net Worth Asset raising from a CTA’s standpoint.

CTA/CPO Capital Requirements; More Harm than Good?

  • Post published:March 17, 2014
  • Post category:Managed Futures

In late January 2014 the National Futures Association (“NFA”) announced to its membership they were: “…reviewing the current regulatory structure applicable to Commodity Pool Operator (“CPO”) and Commodity Trading Advisor (“CTA”)…

Continue ReadingCTA/CPO Capital Requirements; More Harm than Good?

AG & Investment Services, Inc. | NIBA Member Spotlight

  • Post published:February 19, 2014
  • Post category:Featured member of the month

Firm Name: AG & Investment Services, Inc. Founded: 1986 Number of Brokers: 3 IB Status: Guaranteed NIBA Member Since: Since first year of organization, 1991 Address: 644 First Street, Suite…

Continue ReadingAG & Investment Services, Inc. | NIBA Member Spotlight

CFTC Recording Requirements

  • Post published:February 18, 2014
  • Post category:Compliance / Legal

New recording requirements went into effect in January. Although some IBs are exempted, many are not. The NIBA has opposed this requirement from its beginnings, noting that enforcement is difficult…

Continue ReadingCFTC Recording Requirements
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