Ask the NFA

 “Ask the NFA” As your industry advocate, the NIBA provides many services which help your business stay in compliance with NFA regulations. "Ask the NFA," is the way you can…

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The Cloud

I wrote this article in the “cloud”.  You’ve certainly heard this term and have no doubt used a cloud service. But, what does the cloud mean and how are financial…

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Important Notice to CPOs and CTAs summarizing the changes to the CPO Form PQR and CTA Form PR that will become effective for the period ending June 30, 2014

On June 5, 2014 NFA issued Notice to Members I-14-13, which outlined important changes that were made to CPO Form PQR and CTA Form PR that will become effective for…

Continue ReadingImportant Notice to CPOs and CTAs summarizing the changes to the CPO Form PQR and CTA Form PR that will become effective for the period ending June 30, 2014