Ask the NFA
As your industry advocate, the NIBA provides many services which help your business stay in compliance with NFA regulations. "Ask the NFA," is the way you can ask questions about…
NIBA Announcements
The NIBA is excited to announce its three annual membership conferences for the 2015 calendar year. California Membership Conference: February 19, 2015 New York Membership Conference: April 30, 2015 Chicago…
NIBA Member of the Month: Stewart-Peterson Group, Inc.
FIRM PROFILE Firm Name: Stewart-Peterson Group Inc. Founded: 1985 Number of Brokers: 20+ IB Status: GIB NIBA Member Since: Its inception Address (City, State): West Bend, Wisconsin Number of Branch Offices: 6 Website: www.stewartpetersongroup.com NFA Registration Number: 0185491 About…
Housekeeping, Reminders and Updates–Dec 2014
Notice I-14-33 On December 1st, the NFA released Notice to Members I-14-33 regarding the CFTC’s recent approval on the NFA’s Interpretive Notice entitled “NFA Compliance Rules 2-4 and 2-36: Prohibition…
DePaul University Cyber-Risk Conference
“Sharing information is extremely helpful, but some large companies are now assuming that truly determined hackers cannot be kept out. So they are putting more emphasis on building resilience—the ability…
Member of the Month | Michael Coglianese CPA, P.C.
NIBA Member Spotlight on Michael Coglianese CPA, P.C. Founded: April 1987 NIBA Member Since: 2009 Address: 125 E. Lake Street, Suite 303, Bloomingdale, IL 60108 Branch Offices: 2 Web: cogcpa.com About the…
Highlighting Important Changes Happening to BASIC
As part of its ongoing commitment to customer protection, National Futures Association (NFA) recently made changes to its display of futures commission merchant (FCM) financial information on its Background Affiliation…
Member Fee Reminder:
Member Fee Reminders will be sent to all member categories in December. For the 10th year, fees for IBs, CTAs and CPOs will remain at $150. You can renew your…
The CFTC Revisits Dodd-Frank Rulemakings, and Responsiveness Shines Through
On Monday, November 3, 2014, the U.S. Commodity Futures Trading Commission (CFTC) held an open meeting to consider three proposed rule amendments addressing the residual interest deadline (CFTC Rule 1.22),…
Housekeeping, reminders and updates
INTRODUCING BROKERS An October 31, 2014, Notice to Members, Notice I-14-27, announced that all introducing brokers (“IBs”) financial reports are now required to be filed electronically, this includes the annual…
- Go to the previous page
- 1
- …
- 64
- 65
- 66
- 67
- 68
- 69
- 70
- …
- 110
- Go to the next page