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NIBA Journal

NIBA Comment Letters to CFTC Regulation 1.22 and 1.35 Proposed Amendments

  • Post published:January 14, 2015
  • Post category:Member Announcements

On behalf of the NIBA members, the board of directors have submitted the following comment letters to proposed amendments to CFTC Regulation 1.22 and 1.35.   NIBA Comments on CFTC…

Continue ReadingNIBA Comment Letters to CFTC Regulation 1.22 and 1.35 Proposed Amendments

Mr. Koutoulas Needs to Prove His Allegations

  • Post published:January 5, 2015
  • Post category:Member Announcements

On December 31, 2014, the John Lothian Newsletter published Mr. Lothian’s own opinion regarding the allegations James Koutoulas has made and publicized about the nominations of public directors by the…

Continue ReadingMr. Koutoulas Needs to Prove His Allegations

NIBA Endorsements for NFA Board of Directors Election

  • Post published:December 17, 2014
  • Post category:Member Announcements

Members of the NIBA: IB and CTAs join the NIBA for many reasons. One of the most important is to remain current on issues that impact the day-to-day operation of…

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NIBA Announcement–NFA Board of Directors Election Position

  • Post published:December 15, 2014
  • Post category:Member Announcements

The NIBA is pleased to announce that it will be endorsing candidates in both the IIB and CTA/CPO categories in the NFA Board of Directors elections.  NIBA has reviewed all…

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Chairman’s Letter

  • Post published:December 15, 2014
  • Post category:Member Announcements

Dear Members: NIBA held its annual elections in November. Ralph Preston (Heritage West Financial, Inc.), was elected to a second three-year term on the Board of Directors (BoD). The BoD…

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NFA Board of Directors IIB Candidate Position Paper-Burke

  • Post published:December 15, 2014
  • Post category:Compliance / Legal

Dear Fellow IB, This letter serves as a request for your vote for my candidacy in the upcoming election for the NFA Board of Directors Independent IB position. I am…

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NFA Board of Directors IIB Candidate Position Paper-Malec

  • Post published:December 15, 2014
  • Post category:Compliance / Legal

I believe individual investors and the small to midsize brokers & firms that service them are an important part of this industry, and that we need someone from such a…

Continue ReadingNFA Board of Directors IIB Candidate Position Paper-Malec

NFA Board of Directors CTA/CPO Candidate Position Paper-Roe/Koutoulas

  • Post published:December 15, 2014
  • Post category:Compliance / Legal

Fellow CTA/CPO NFA Members: We write to ask you to cast your vote for us in the upcoming election for Board of Directors of the National Futures Association. While Board…

Continue ReadingNFA Board of Directors CTA/CPO Candidate Position Paper-Roe/Koutoulas

NFA Board of Directors CTA/CPO Candidate Position Paper-Kalb

  • Post published:December 15, 2014
  • Post category:Compliance / Legal

NFA Board of Directors Candidate Statement Brendan R. Kalb, General Counsel & Managing Director, AQR Capital Management, LLC This is a critical time for our industry.  We face a number…

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NFA Board of Directors CTA/CPO Candidate Position Paper-Berbeco

  • Post published:December 15, 2014
  • Post category:Compliance / Legal

Let George Do It! For more than 30 years the NFA has developed programs that safeguard market integrity, protect investors. At times our organization has been visionary in its pursuit…

Continue ReadingNFA Board of Directors CTA/CPO Candidate Position Paper-Berbeco
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