NFA Compliance – Preparing for an NFA Exam
Since 2012, the number of CPOs, CTAs, and IBs required to register with NFA has seen a dramatic increase. With this increase came a renewed commitment by regulators to not…
Cyber Security
While attending the recent NIBA conference, we learned about new rules affecting our industry. Brokers will no longer be able to email client documents to their customers, clearing relationships, or…
Volatility and Risk
It is very difficult to separate the concepts of volatility and risk, the two are intimately intertwined. Look no further than the pending Federal Reserve rate decision at time of…
Cybersecurity: A New Frontier for IBs and CTAs
The importance of cybersecurity has taken many industries by storm, and the futures industry is no exception. Indeed, CFTC Chairman Timothy Massad has recognized cybersecurity as “the single most important…
NIBA in Washington, DC
On November 9, the NIBA will travel to Washington, DC to meet with various members of the CFTC as well as other industry participants, such as the CMC. Melinda Schramm…
NIBA Announces the Formation of its first-ever Advisory Group
NIBA is excited to announce the formation of the NIBA Advisory Group (AG). NIBA, now in its 25th year, is proud to have a distinguished group of individuals working together…
October Chairman’s Letter
Dear Members - On November 9, the NIBA will be in Washington, DC to meet with members of the CFTC, as well as other industry participants. Steve Petillo, Mike Burke…
Cybersecurity: Before & After the Breach
Security breaches are quite prevalent in the media today. Many security experts feel it’s not a question of if your company will suffer a breach of your information, but when.…
Symposium on “How Should We Measure Futures Investment Performance?”
Stock and bond investments have a number of commonly accepted performance benchmarks, such as the S&P 500 and the BarCap indexes. But with futures-related investments – particularly actively managed ones…
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