Dear CTA/CPO NFA Member – Two of the CTA/CPO Board Seats are contested this year, your vote is critical, and we would appreciate your consideration. We’ve served on the NFA…
Dear Members, It is time for another NFA Board of Directors election. If it seems like we just asked you for your vote, it’s because we did as you elected…
The Commodity Futures Trading Commission (“CFTC”) has proposed a new rule -- so-called Regulation AT -- to regulate the use of automated, or algorithmic, trading systems that trade commodity interests…
Dear Members - The NIBA was founded in June 1991. During the past 25 years, we have become known as the association who educates and speaks for the retail professional…
The following association events are currently scheduled for 2016. Please mark your calendar now to save-the-dates. If you are interested in being on the planning committee for any meeting, please…
As your industry advocate, the NIBA provides many services which help your business stay in compliance with NFA regulations. "Ask the NFA," is the way you can ask questions about…
U.S. Commodity Futures Trading Commission Division of Clearing and Risk Who is in charge of the Division of Clearing and Risk: DCR is run by a Director, who is assisted…
COMMODITY FUTURES TRADING COMMISSION Extension of Time-Limited No-Action Relief from Certain Recordkeeping Requirements On December 8th, the Commodity Futures Trading Commission (“CFTC”) issued a press release regarding the no-action letter…
On November 9, 2015, Steve Petillo, Mike Burke and I travelled to Washington, DC to meet with members of the Commodity Futures Trading Commission at their offices. Here’s a summary…
COMMODITY FUTURES TRADING COMMISSION Form CPO-PQR and FORM CTA-PR Frequently Asked Questions On November 5, 2015, the Commodity Futures Trading Commission’s (“CFTC”) Division of Swap Dealers and Intermediary Oversight (“DSIO”)…
