NFA Board GIB Rep Paul Georgy, President of Allendale Inc.
Paul has been involved in the IB business for more than 30 years. He has served the NIBA in all officer positions before being elected to the NFA Board of…
Joint Statement of Douglas Bry and Ernest Jaffarian Candidates for NFA Board of Directors CTA/CPO Seats
Dear CTA/CPO NFA Member – Two of the CTA/CPO Board Seats are contested this year, your vote is critical, and we would appreciate your consideration. We’ve served on the NFA…
POSITION PAPER OF JAMES L. KOUTOULAS, ESQ. AND JOHN L. ROE
Dear Members, It is time for another NFA Board of Directors election. If it seems like we just asked you for your vote, it’s because we did as you elected…
The CFTC’s Proposal to Regulate Automated Trading: Our Top 10 Takeaways
The Commodity Futures Trading Commission (“CFTC”) has proposed a new rule -- so-called Regulation AT -- to regulate the use of automated, or algorithmic, trading systems that trade commodity interests…
Chairman Letter December 2015
Dear Members - The NIBA was founded in June 1991. During the past 25 years, we have become known as the association who educates and speaks for the retail professional…
2016 Member Events
The following association events are currently scheduled for 2016. Please mark your calendar now to save-the-dates. If you are interested in being on the planning committee for any meeting, please…
Ask the NFA
As your industry advocate, the NIBA provides many services which help your business stay in compliance with NFA regulations. "Ask the NFA," is the way you can ask questions about…
NIBA – Get to Know the Regulator
U.S. Commodity Futures Trading Commission Division of Clearing and Risk Who is in charge of the Division of Clearing and Risk: DCR is run by a Director, who is assisted…
Housekeeping, Reminders, and Updates December 2015
COMMODITY FUTURES TRADING COMMISSION Extension of Time-Limited No-Action Relief from Certain Recordkeeping Requirements On December 8th, the Commodity Futures Trading Commission (“CFTC”) issued a press release regarding the no-action letter…
NIBA in DC
On November 9, 2015, Steve Petillo, Mike Burke and I travelled to Washington, DC to meet with members of the Commodity Futures Trading Commission at their offices. Here’s a summary…
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