Two Key Ways to Tackle the Derivatives Cost Challenge By John Omahen, vice president - post-trade derivatives, FIS In today’s low-margin futures and derivatives business, low interest rates and high…
Life of a Brokerage Firm “If it were easy, everyone would be doing it,” is the old adage when it comes to commodities trading and brokerage. Our work can be…
Resources: A source of supply, support or aid, especially one that can be readily drawn upon when needed -- Dictionary.com Dear Members - NIBA is excited to announce two new…
Register Now for NIBA/DePaul Joint Briefing - July 14 Registration is open for the NIBA/DePaul University Joint Briefing, July 14 at DePaul University, Chicago Downtown Campus. REGISTER HERE We are…
As your industry advocate, the NIBA provides many services which help your business stay in compliance with NFA regulations. "Ask the NFA," is the way you can ask questions about…
We are excited to announce our third annual joint summer event with DePaul University. The afternoon meeting will be held on the downtown Chicago campus of DePaul University, Jackson Blvd…
FINANCIAL CRIMES ENFORCEMENT NETWORK Customer Due Diligence Requirements for Financial Institutions Finalized On May 11, 2016, the Financial Crimes Enforcement Network (“FinCEN”) issued its final rules under the Bank Secrecy…
CME Group’s Regulatory Outreach Program provides market participants with the information and resources necessary to meet their compliance needs. Our goal is to work with market participants proactively to ensure…
Statement of CFTC Chairman Timothy Massad: "It has been a privilege to work closely with Dan Roth throughout my time as Chairman of the CFTC. We have forged an excellent…
NFA announced on May 23rd that President and CEO Daniel Roth has announced his plan to retire in the coming year. NFA's Board of Directors has authorized the formation of…
