NIBA Website Launch
The NIBA is celebrating its 25th anniversary this year. The last 25 years have seen a number of changes within the industry and the association has been around for it…
Business Development and Marketing
Business Development Panel (3:50-4:40PM) - Do you feel overwhelmed because you're offering every trading platform in existence? Do you scramble to keep up with every new service or product you…
To Trend or Not to Trend
"To Trend or Not to Trend" - 10:00AM Need we say more? Andrew Strasman, Totem Asset Group (CTA) leads a panel discussion which opens with a review of the "40in20out.com"…
September Chairman’s Letter
From NIBA Chairman, Melinda Schramm September 08, 2016 Anniversary: the celebration or commemoration of an event recurring each year -Websters College Dictionaries, 2015 By now you know that NIBA is…
NFA Notice to Members
On August 24, 2016, NFA notified members that effective 2017, they will institute electronic voting. An essential component of the new process is the designation of your Executive Representative -…
NIBA’s First-Ever Compliance Debate – September 14th
Do you occasionally feel like there is a huge “gray area” surrounding a regulation? Did you ever think there must be a second or even a third way to approach…
Shot of a businessman going over paperwork while sitting at his desk in an office
Housekeeping, Reminders, and Updates
Mark E. Ruddy, Esq. and Elizabeth A. Cannon August 24, 2016 NATIONAL FUTURES ASSOCIATION NFA Updates Self-Examination Questionnaire for FCMs, FDMs, IBs, CPOs and CTAs On August 15,…
CFTC & SEC Registration Considerations for Private Fund Managers
Nicole M. Kuchera and Joseph M. Mannon, Vedder Price August 23, 2016 This article provides a simple three step guide to registration considerations for managers of various types of…
Life of a Brokerage Firm – Part 2
Ron Grossman and Ryan Griffeth conducted a series of interviews discussing the various stages of a brokerage firm. Interviews are presented here in Q&A form. There are a number of…
August’s Chairman Letter
Teamwork: Cooperative or coordinated effort on the part of a group of persons acting together in the interests of a common cause. Dictionary.com Teamwork is one of the great strengths…
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