Housekeeping, Reminders and Updates – October 2017
Written by: Mark E. Ruddy, Esq. Maria Fielding Increase in National Futures Association (“NFA”) Assessment Fee The NFA’s Executive Committee is recommending an increase in the NFA’s assessment fee…
Written by: Mark E. Ruddy, Esq. Maria Fielding Increase in National Futures Association (“NFA”) Assessment Fee The NFA’s Executive Committee is recommending an increase in the NFA’s assessment fee…
NIBA - The Association for Derivatives Professionals 55 W. Monroe, Ste. 3600 Chicago, IL 60603 (312) 977-0598 www.theniba.com BY ELECTRONIC SUBMISSION Christopher Kirkpatrick, Secretary Commodity Futures Trading Commission 1155 21st…
Compliance Supervisors International Inc. (“CSI”), is excited to welcome John Brand to lead our Chicago Compliance Division. John is an excellent addition to CSI, and we look forward to leveraging…
Register Today: The Russell 2000 Surge and Futures Trading Opportunities Webinar Small Cap, Big Opportunity With the likes of Alphabet, Apple and Amazon trading at lofty valuations, small-cap stocks, indices…
Podcast: an episodic series of digial audio or video files which a user can download and listen to - Wikipedia, 2017 NIBA’s mission is to educate derivatives professionals so they…
As your industry advocate, the NIBA provides many services which help your business stay in compliance with NFA regulations. “Ask the NFA,” is the way you can ask questions about…
In case you missed the announcement - the NIBA Board of Directors has announced a FREE one year membership to the association. This comes to you as a thank you…
NIBAs September conference in Chicago was a great success. The sessions were well attended, speakers were relevant and engaging and we had a few tricks up our sleeve throughout the…
National Futures Association (“NFA”) Updates Financial Statement Filings The NFA is adding additional questions to independent introducing brokers’ (“IBs’”) financial statement filings beginning with the September 30, 2017 filings.…
The Board of Directors of the NIBA is pleased to announce that our 25th Anniversary gift to all registered IBs and CTAs is a complimentary 1-year association membership. Just click…