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NIBA Journal

Read more about the article Housekeeping, Reminders and Updates – October 2017

Housekeeping, Reminders and Updates – October 2017

  • Post published:October 26, 2017
  • Post category:Compliance / Legal

Written by: Mark E. Ruddy, Esq. Maria Fielding   Increase in National Futures Association (“NFA”) Assessment Fee The NFA’s Executive Committee is recommending an increase in the NFA’s assessment fee…

Continue ReadingHousekeeping, Reminders and Updates – October 2017
Read more about the article NIBA Comment Letter – CFTC Project KISS

NIBA Comment Letter – CFTC Project KISS

  • Post published:October 26, 2017
  • Post category:Compliance / Legal

NIBA - The Association for Derivatives Professionals 55 W. Monroe, Ste. 3600 Chicago, IL 60603 (312) 977-0598 www.theniba.com BY ELECTRONIC SUBMISSION Christopher Kirkpatrick, Secretary Commodity Futures Trading Commission 1155 21st…

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Read more about the article Compliance Supervisors International Welcomes John Brand

Compliance Supervisors International Welcomes John Brand

  • Post published:October 26, 2017
  • Post category:Compliance / Legal

Compliance Supervisors International Inc. (“CSI”), is excited to welcome John Brand to lead our Chicago Compliance Division. John is an excellent addition to CSI, and we look forward to leveraging…

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Read more about the article CME Group Russell 2000
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CME Group Russell 2000

  • Post published:October 12, 2017
  • Post category:Member Announcements

Register Today: The Russell 2000 Surge and Futures Trading Opportunities Webinar Small Cap, Big Opportunity With the likes of Alphabet, Apple and Amazon trading at lofty valuations, small-cap stocks, indices…

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Read more about the article Chairman’s Letter – October 2017

Chairman’s Letter – October 2017

  • Post published:October 12, 2017
  • Post category:Member Announcements

Podcast: an episodic series of digial audio or video files which a user can download and listen to - Wikipedia, 2017 NIBA’s mission is to educate derivatives professionals so they…

Continue ReadingChairman’s Letter – October 2017
Read more about the article Ask NFA: October 2017
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Ask NFA: October 2017

  • Post published:September 28, 2017
  • Post category:Compliance / Legal

As your industry advocate, the NIBA provides many services which help your business stay in compliance with NFA regulations. “Ask the NFA,” is the way you can ask questions about…

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Read more about the article Claim your Free NIBA Membership

Claim your Free NIBA Membership

  • Post published:September 28, 2017
  • Post category:Member Announcements

In case you missed the announcement - the NIBA Board of Directors has announced a FREE one year membership to the association.  This comes to you as a thank you…

Continue ReadingClaim your Free NIBA Membership
Read more about the article NIBA September Conference Videos

NIBA September Conference Videos

  • Post published:September 28, 2017
  • Post category:Member Announcements

NIBAs September conference in Chicago was a great success.  The sessions were well attended, speakers were relevant and engaging and we had a few tricks up our sleeve throughout the…

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Read more about the article Housekeeping, Reminders & Updates – September 2017

Housekeeping, Reminders & Updates – September 2017

  • Post published:September 28, 2017
  • Post category:Compliance / Legal

  National Futures Association (“NFA”) Updates Financial Statement Filings The NFA is adding additional questions to independent introducing brokers’ (“IBs’”) financial statement filings beginning with the September 30, 2017 filings.…

Continue ReadingHousekeeping, Reminders & Updates – September 2017
Read more about the article NIBA Membership Offer

NIBA Membership Offer

  • Post published:September 20, 2017
  • Post category:Member Announcements

The Board of Directors of the NIBA is pleased to announce that our 25th Anniversary gift to all registered IBs and CTAs is a complimentary 1-year association membership. Just click…

Continue ReadingNIBA Membership Offer
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