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NIBA Journal

President Bush, Refco &“The Chihuahua”

  • Post published:December 15, 2010
  • Post category:Compliance / Legal

It’s not overtly obvious, but these seemingly unrelated topics actually do have a connection. Let me explain. President Bush was at the Union League Club in Chicago last month promoting…

Continue ReadingPresident Bush, Refco &“The Chihuahua”

Interview with Bucky Isaacson: Co-founder CTA EXPO

  • Post published:December 7, 2010
  • Post category:Marketing

Bucky Isaacson President, Futures Funding Consultants Inc. (NFA 1974) Program(s) Developed: Co-Chairman CTA Expo Chicago, New York Interview Date: December, 2010 Interviewed by John F. Gallwas - Founder of Striker…

Continue ReadingInterview with Bucky Isaacson: Co-founder CTA EXPO

Updated NFA Documents

  • Post published:November 11, 2010
  • Post category:Compliance / Legal

The NFA website has posted some updated documents including Disclosure Documents, Forex Reg Guide, Comp Rules 2-29, and the Self Examination Checklist. To view these documents please visit www.nfa.futures.org they will…

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NIBA Session: Corn’s Market Demand [VIDEO]

  • Post published:November 9, 2010
  • Post category:Marketing

Corn's Market Demand: Where Do We Go From Here? Darin Newsom, Senior Analyst, DTN At the 2010 NIBA Conference, recognized analyst Darin Newsom of DTN  provided attendees with a brief…

Continue ReadingNIBA Session: Corn’s Market Demand [VIDEO]

NIBA Conference Session: Generating Website Traffic [VIDEO]

  • Post published:November 9, 2010
  • Post category:Marketing

Website Traffic Generation and Leveraging Your NIBA Membership A LIVE Interactive Discussion | Shane Stiles, President of gate39media How can you generate more traffic to your brokerage website? How do…

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NFA Offers Guidance on CFTC’s Final Forex Regulations

  • Post published:October 15, 2010
  • Post category:Compliance / Legal

Notice to Members I-10-21 October 13, 2010 NFA offers guidance on CFTC's final forex regulations The Commodity Futures Trading Commission's (CFTC) final Forex regulations are effective on October 18, 2010.…

Continue ReadingNFA Offers Guidance on CFTC’s Final Forex Regulations

CFTC Roundtable: Ownership and Control Report

  • Post published:October 15, 2010
  • Post category:Compliance / Legal

In my role as Chairman of NIBA, I was invited to represent our organization at the CFTC Staff Roundtable held in Washington, DC on September 16. The topic was OCR…

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LEGAL CORNER: Do You Still Know-Your-Customers? You Better.

  • Post published:September 7, 2010
  • Post category:Compliance / Legal

On January 3, 2011, amendments will become effective to NFA Compliance Rule 2-30, commonly referred to as the Know-Your-Customer Rule. (See also NFA website and Notice to Members I -10-15…

Continue ReadingLEGAL CORNER: Do You Still Know-Your-Customers? You Better.

NIBA Chairman Melinda Schramm to Participate in CFTC Proposed Account Ownership and Control Report

  • Post published:September 2, 2010
  • Post category:Member Announcements

Melinda Schramm, Chairman of the Board and found of the NIBA has been invited to participate in a CFTC public meeting on September 16 in Washington, DC.  The purpose of…

Continue ReadingNIBA Chairman Melinda Schramm to Participate in CFTC Proposed Account Ownership and Control Report

Introducing Fund Dynamics: A Fully Customized Accounting and Administration Company

  • Post published:August 31, 2010
  • Post category:Member Announcements

CTA and IB's – Where is your Business going to be One, Two, Five Years from Now? During my last 20 years in the commodities business, I have seen many…

Continue ReadingIntroducing Fund Dynamics: A Fully Customized Accounting and Administration Company
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