Dangers of Position Limits and Overreaching Regulation William Purpura, Managing Director | Great Lakes Global Limited The CFTC’s proposed position limits along with the complexity and immensity of Dodd-Frank has already…
On Monday, April 18, I met with Chairman Gensler and members of his staff in the Washington, DC offices of the CFTC. I brought your questions and suggestions, along with…
About the Firm: How did you get started? Do you provide additional services besides brokerage? Joe Kellogg, my partner, and I met working for a brokerage firm in southern California.…
On April 18th, I will be visiting the Commission in Washington D.C. with one purpose - to bring the opinions of NIBA's members directly to the CFTC Commissioners. CFTC's response…
As we all settle into a new year, the growth of your business is your obvious goal. However, the matrix of industry rules, regulations and compliance procedures continues to evolve.…
Opinion by Rich Strait Today ETFs provide the smaller retail investor an ever-growing variety of products that offers indirect access to the futures markets via these securitized instruments. Transactions are…
The good news for Introducing Brokers (IBs) offering direct managed futures accounts might be found in industry growth projections. Bold industry discussions are eyeing a target of $3 trillion…
Dear NIBA Members and Supporters: Welcome to the premier of Focus on the Membership. This new column will focus on a NIBA member with a recipe for success in the…
An interview with former Managing Director at the Chicago Board of Trade and author of Zero-Sum Game, Erika Olson. Erika Olson was a newly hired managing director at the Chicago…
Venue: Exchange Building, 1 No. End Avenue, NYC (formerly the NYMEX building) Time: Registration Opens at 1:00PM, Sessions begin at 1:30pm, Networking/Cocktails: 4:30pm 2011 NIBA New York Conference agenda and…
