2026 NIBA Compliance Officers Group (COG) Meeting
2026 NIBA Compliance Officers Group (COG) Meeting happening at 525 W Monroe Street, Hosted by Katten Munchen. It’s a great chance to connect with fellow compliance professionals, share insights, and stay ahead of the curve.
Date & Time: May 7, 2026 at 2:00 PM (Central Time)
Check-in starts at 1:30pm
Cocktail Networking Reception immediately following meeting
Attendance is Free – Registration is Required
Official Sponsors
Conference Sponsors
2026 NIBA Compliance Officers Group (COG) Meeting Agenda
| Onsite Registration Opens | 1:30pm |
| NIBA Welcome by, Melinda Schramm, Founder & Chairman | 2:00pm |
| Practicalities of IB Compliance – Internal Organization & Audit Preparation Moderator: Katie Tervin, Zaner Group Panelists: Mary Klein, Ever.ag Michael Miller, Marex Rich Wawryniak, KITB John Ruark, Clark Hill | 2:10pm |
| Break | 3:00pm |
| Practicalities of IB Compliance – Managing the Customer’s Experience in the Age of AI/Social Media Moderator Dave Klotz, MetroTrade Panelists: Max Timmins, Edge Clear Heather Krakora,Plus 500 Skip Shean, 16Wells | 3:10pm |
| Break | 4:00pm |
| The New Realities of the Industry – Prediction Markets, Direct Clearing and a New Era of SEC/CFTC Collaboration Moderator: Matt Kluchenek, Katten Muchin (Host) Panelists: Steve Petillo, Pinion Global Rich Mackey, Prime Trading Chris Bove, StoneX | 4:10pm |
| Reception hosted by Katten Muchin Rosenman | 5:00pm |