2025 NIBA Compliance Officers Group (COG) Meeting
NIBA’s Compliance Officers Group (COG) will hold its third annual meeting in-person in Chicago’s Financial District on the afternoon of April 16th. The meeting consists of three business sessions each selected specifically in response to member CCOs concerns. A committee co-chair will present each individual topic. The discussion leaders – FCM and IB/CTA members of the NIBA will open the discussion and invite all attendees to join in.
CCOs, Compliance Teams and Other Interested Registrants are Welcome
Attendance is Free – Registration is Required
Full Agenda Below – Registration Sold Out
A reception hosted by Paul Hastings will immediately follow the business sessions.
Official Sponsors
Conference Sponsors
2025 NIBA Compliance Officers Group (COG) Meeting Agenda
| Onsite Registration Opens | 1:30pm |
| NIBA Welcome by, Melinda Schramm, Founder & Chairman | 2:00pm |
| The Retailization of the Markets, including event contracts, crypto and FX Panel Leader: Renato Mariotti, Paul Hastings LLP (Host) Panelists: Heather Krakora, Plus 500 Susan Osmanski, Sweet Futures | 2:10pm |
| Break | 3:00pm |
| NFA Supervision of Firm Compliance, including trends in enforcement Panel Leader Matt Kluchenek, Katten, Muchin Rosenman LLP Panelists: Jim Gordon, Straits Financial Steve Petillo, Pinion Global | 3:10pm |
| Break | 4:00pm |
| NFA Communications, Recordkeeping and Supervision Panel Leader: Katie Tervin, Zaner Group Panelists: Mike Higgins, Dorman Trading Dave Klotz, MetroTrade | 4:10pm |
| Reception hosted by Paul Hastings, LLP | 5:00pm |