NFA Annual Member Meeting Report

In early February, NFA held its Annual Member Meeting. NIBA attended and asked NFA staff several questions suggested by NIBA association members. The answers to two of the questions asked was printed in our February newsletter. This is a third question, and NFA’s response. Q: What does the NFA do to monitor FCM Segregated Accounts? A: Investor protection is a key element of NFA’s mission, and the segregation of customer funds by an FCM is an important aspect of investor protection.  Each FCM has a designated self-regulatory organization (DSRO) that is primarily responsible for monitoring that FCM for compliance with…

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