You are currently viewing New NFA Rules: Customer Protection and Others

New NFA Rules: Customer Protection and Others

  • Post category:Marketing

Over the past several months, NFA has worked with the industry to develop a number of rules to strengthen the protection of customer segregated funds. We will describe these rules in detail, including the adoption of NFA Financial Requirements Section 16, and steps we are proposing to obtain real-time information from FCMs’ depositories. Additionally, the…...

The full article is available to active NIBA members only.


Please login or sign up to read the rest.
Log In Register