LEGAL CORNER: Do You Still Know-Your-Customers? You Better.

On January 3, 2011, amendments will become effective to NFA Compliance Rule 2-30, commonly referred to as the Know-Your-Customer Rule. (See also NFA website and Notice to Members I -10-15 dated July 28, 2010).  Hopefully, everyone is well versed with the current rule which requires NFA Members to obtain information about their customers and provide…...

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