LEGAL CORNER: Do You Still Know-Your-Customers? You Better.

On January 3, 2011, amendments will become effective to NFA Compliance Rule 2-30, commonly referred to as the Know-Your-Customer Rule. (See also NFA website and Notice to Members I -10-15 dated July 28, 2010).  Hopefully, everyone is well versed with the current rule which requires NFA Members to obtain information about their customers and provide…...

The full article is available to active NIBA members only.

Please login or sign up to read the rest.
Log In Register