On January 3, 2011, amendments will become effective to NFA Compliance Rule 2-30, commonly referred to as the Know-Your-Customer Rule. (See also NFA website and Notice to Members I -10-15 dated July 28, 2010). Hopefully, everyone is well versed with the current rule which requires NFA Members to obtain information about their customers and provide...
LEGAL CORNER: Do You Still Know-Your-Customers? You Better.
- Post published:September 7, 2010
- Post category:Compliance / Legal