Housekeeping, Reminders & Updates February 2017

NATIONAL FUTURES ASSOCIATION December 31, 2016 NFA Form PQR The National Futures Association (“NFA”) emailed a reminder to commodity pool operators (“CPOs”) regarding quarterly reports and possible late fees. The 2016 fourth quarter CPO quarterly report (“Form PQR”) is due in March. CPOs that have more than $1.5 billion in assets under management (“AUM”) are required to file Form PQR no later than Wednesday, March 1, 2017. The due date for CPOs with less than $1.5 billion in AUM is March 31, 2017. In order to avoid a later fee, CPOs must file the 2016 fourth quarter Form PQR by…

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