Questions Regarding FCM Failures and NIBA’s Role
Dear NIBA Membership: The collapse of Peregrine Financial Group, Inc. (‘PFG’) represents the second time within nine months that a FCM failure accompanied by a shortfall in customer segregated funds…
Statement of the NIBA to the Technology Advisory Committee, CFTC
July 25, 2012 Commissioner Scott O’Malia Three LaFayette Centre 1155 21st Street, NW Washington, DC 20581 Statement of the NIBA to the Technology Advisory Committee, CFTC Commissioner OʼMalia - Thank…
Chairman’s Message | July 2012
Dear Members - In our November 2011 newsletter I wrote: “The past three weeks have been the most frustrating, the most confusing, the most disappointing weeks I’ve spent in the…
Effective Date of NFA Financial Requirements Section 16 and the Related Interpretive Notice – FCM Financial Practices and Excess Segregated Funds/Secured Amount Disbursements
Notice to Members I-12-14 July 18, 2012 Effective Date of NFA Financial Requirements Section 16 and the Related Interpretive Notice - FCM Financial Practices and Excess Segregated Funds/Secured Amount Disbursements…
Frequently Asked Questions – Trading Program Performance Calculations and Presentation by CTAs with Client Assets held at Peregrine Financial Group, Inc.
July 17, 2012 Frequently Asked Questions - Trading Program Performance Calculations and Presentation by CTAs with Client Assets held at Peregrine Financial Group, Inc. As a result of the enforcement…
New Filing Requirements – Segregated Investment Detail Reports
Notice to Members I-12-11 June 27, 2012 New Filing Requirements - Segregated Investment Detail Reports Pursuant to NFA Financial Requirements Section 8, effective July 2, 2012, all NFA Member FCMs…
Guidance to NFA Member CPOs and CTAs that Operate or Advise Pools Pursuant to an Exemption under CFTC Regulation 4.13(a)(4)
Notice to Members I-12-09 June 22, 2012 Guidance to NFA Member CPOs and CTAs that Operate or Advise Pools Pursuant to an Exemption under CFTC Regulation 4.13(a)(4) On February 24,…
Chairman’s Message | June 2012
Dear Members- The Answer: Communication, Communication, Communication. The Question: What’s the most important benefit of your NIBA Membership? The NIBA’s mission is to keep communication channels open between members, and…
Webinar at the CME | Darin Newsom, Telvent DTN Senior Analyst
Date: Tuesday, 26 June 2012 Time: 2:00pm CT Location: Attend Online or In person at CME Group Visitor's Center Theatre, 141 W. Jackson Blvd., 5th Floor, Chicago Telvent DTN Senior…
Respected Energy and Commodity Analyst Phil Flynn joins The Price Futures Group, Inc.
CONTACT Susanna W. Jung Executive Vice President and Chief Operating Officer The PRICE Futures Group, Inc. Phone Number 800-769-7021 FAX Number 312-264-4303 Email Address [email protected] Website URL www.pricegroup.com Chicago, IL…