March 6, 2014: 2:00pm - 7:00pm Sessions Begin: 2:30pm Marriott Newport Beach There will be two information sessions followed by a networking reception with the speakers, CME Group, NFA representatives…
On December 4, 2013, the Financial Crimes Enforcement Network (FinCEN) issued an advisory announcing that the Financial Action Task Force (FATF) had updated its list of jurisdictions with strategic AML/CFT…
On November 11, 2013, a class action law suit was filed against U.S. Bank, one of the largest American banks, on behalf of introducing brokers that did business with PFG…
By Rusty von Sternberg Program Manager for The NIBA Benefits PPACA Certified & Registered for the Federal Exchanges ObamaCare. Love it or hate it, one thing is true... the landscape…
We have little doubt the proposed fee increases, particularly for market data access, will have a profoundly negative impact on the number of industry service personal (IBs and Aps) as…
As a director of an IB, my greatest concern is that our clients get good value for their money. With transaction fees increasing by as much as 20%, I would…
It was very disappointing to hear of the massive price increases for CME data feed. There are eight of us in our office and upon analysis we believe that if…
“Providing Transparency in Alternative Investments: The Importance of the Advisor-Client Relationship”, is a new white paper that discusses investment transparency, the hot topic in the world of managed futures and…
Dear Members- Well, get ready for some good news and some not so good news. Good news #1. MF Global commodity customers are poised to get 100% back. On November…
Earlier this month, we kicked off the NIBA Annual Membership Campaign. All current members have been mailed a 2014 renewal reminder and can simply return the form with a renewal…
