2024 NIBA Compliance Officers Group (COG) Meeting


July 10, 2024

Starts at

1:30pm CT


Chicago Financial District

100 S. Wacker Drive, Ste. 250 Chicago, IL 60606

Join us for NIBAs second annual Compliance Officers Group (COG) Meeting.

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NIBA’s Compliance Officers Group (COG) will hold its second annual meeting in-person in Chicago’s Financial District on the afternoon of July 10th. The meeting consists of three business sessions each selected specifically in response to member CCOs concerns. A committee co-chair will present each individual topic. The discussion leaders – FCM and IB/CTA members of the NIBA will open the discussion and invite all attendees to join in.

CCOs, Compliance Teams and Other Interested Registrants are Welcome

Attendance is Free – Registration is Required
Full Agenda Soon – Register Now

A reception hosted by the NIBA will immediately follow the business sessions.

Official Sponsors

Conference Sponsors

2024 NIBA Compliance Officers Group (COG) Meeting Agenda

Onsite Registration Opens1:30pm
NIBA Welcome by, Melinda Schramm, Founder & Chairman2:00pm
NFA Examination Trends, Priorities and Practices
Matt Kluchenek, Mayer Brown
Discussion Leaders:
James Gordon, Straits Financial
Jeremy Shelton, Allendale, Inc.
Off-channel Communications with Clients (Including Non-Public)
Katie Tervin, Zaner Group
Discussion Leaders:
Matt Lisle, Wedbush
Mary Klein, Ever.Ag
Safeguarding Integrity:
AI, Compliance and Security in the Commodities Markets

Braden Perry, Kennyhertz Perry
Discussion Leaders:
Mike Higgins, Dorman Trading
Andrew Strasman, Totem Asset Group
Reception hosted by NIBA5:00pm