2024 NIBA Compliance Officers Group (COG) Meeting
NIBA’s Compliance Officers Group (COG) will hold its second annual meeting in-person in Chicago’s Financial District on the afternoon of July 10th. The meeting consists of three business sessions each selected specifically in response to member CCOs concerns. A committee co-chair will present each individual topic. The discussion leaders – FCM and IB/CTA members of the NIBA will open the discussion and invite all attendees to join in.
CCOs, Compliance Teams and Other Interested Registrants are Welcome
Attendance is Free – Registration is Required
Full Agenda Soon – Register Now
A reception hosted by the NIBA will immediately follow the business sessions.
Official Sponsors
Conference Sponsors
2024 NIBA Compliance Officers Group (COG) Meeting Agenda
| Onsite Registration Opens | 1:30pm |
| NIBA Welcome by, Melinda Schramm, Founder & Chairman | 2:00pm |
| NFA Examination Trends, Priorities and Practices Presenter: Matt Kluchenek, Mayer Brown Discussion Leaders: James Gordon, Straits Financial Jeremy Shelton, Allendale, Inc. | 2:10pm |
| Break | 3:00pm |
| Off-channel Communications with Clients (Including Non-Public) Presenter Katie Tervin, Zaner Group Discussion Leaders: Matt Lisle, Wedbush Mary Klein, Ever.Ag | 3:10pm |
| Break | 4:00pm |
| Safeguarding Integrity: AI, Compliance and Security in the Commodities Markets Presenter: Braden Perry, Kennyhertz Perry Discussion Leaders: Mike Higgins, Dorman Trading Andrew Strasman, Totem Asset Group | 4:10pm |
| Reception hosted by NIBA | 5:00pm |